9 Jobs found

Barclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is a rare opportunity in the market to join a well-established business whilst having a blank canvas on which to build frameworks from scratch. You will be reporting into the UK CEO. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance framework whilst also aiding in the building of this new alternatives business. You will be a hands-on compliance practitioner and will eventually have the opportunity to build out a team underneath you. You will have solid compliance generalist experien...

Overview: As the Head of Investment Risk, you will play a critical role in ensuring the financial health and stability of our organization’s investment portfolio. You will lead a team responsible for identifying, assessing, and managing various risks associated with our investment strategies, with a focus on maximizing returns while minimizing potential losses. Your expertise will be instrumental in guiding our investment decisions and safeguarding our assets against market volatility and other external factors. Responsibilities: Risk Identification and Assessment: Identify and analyse potential risks associated with investment opportunities across various asset classes, including equities, fixed income, derivatives, and real assets. Assess the impact of macroeconomic trends, geopoli...

Internal Audit/ SOX Contractor (outside IR35) This boutique asset manager is looking for an Internal Auditor/ SOX Consultant to join them on a contract basis. Ideally you should have previous internal audit, internal controls (including SOX) experience gained from either a consulting firm or a similar financial services sector business. This requirement is expected to run for 3 months initially, with a high probability of being extended beyond the initial period. This opportunity can be offered on an outside IR35 basis. We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or pers...

One of my favourite clients has asked me to support them to hire an Internal Auditor to cover all aspects of their banking business. This includes retail, corporate, private and investment banking along with capital markets. This is a great opportunity for someone bright with good interpersonal skills who works within financial services internal or external audit, to gain experience across a broad range of banking including thematic and IT general computer controls reviews. Whilst this is a business audit role, the candidate will also be expected to participate in integrated audits and if the candidate wants to develop their Technology and Data Analytics skills further then the department will happily support training and qualifications such as CISA. I have placed the Head of Audit and ...

An excellent opportunity has been created within an established organisation for an Internal Auditor to work in their well regarded function. The position will give significant exposure to senior stakeholders across the business, allowing you to have a real impact within all areas of the company. Reporting to the Head of Internal Audit, as the Internal Auditor you will undertake a variety of internal audits encompassing financial, operational and compliance based reviews across all areas. You will ideally have a recognised qualification (either CIA/ACA/ACCA) and at least two years’ experience within an internal audit role based in the UK. You will have good interpersonal skills alongside solid stakeholder skills. This position will predominantly be remotely based, however the organisat...

My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on FICC, Rates, FX, Credit, Financial Futures & Options, and Listed Derivatives. They have a preference for FX advisory experience. This role involves offering clear and timely regulatory advice, supporting business initiatives, promoting a compliance culture, and acting as the Compliance lead on listed derivative exchange-related enquiries. Key Responsibilities: Deliver second-line oversight of Capital Markets Business activities, ensuring compliance with regulatory requirements and internal policies. Provide clear and timely regulatory advice to busines...

One of my favourite clients has asked me to support them to hire an Internal Auditor to cover all aspects of their banking business. This includes retail, corporate, private and investment banking along with capital markets. This is a great opportunity for someone bright with good interpersonal skills who works within financial services internal or external audit, to gain experience across a broad range of banking including thematic and IT general computer controls reviews. Whilst this is a business audit role, the candidate will also be expected to participate in integrated audits and if the candidate wants to develop their Technology and Data Analytics skills further then the department will happily support training and qualifications such as CISA. I have placed the Head of Audit and ...

Barclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is a rare opportunity in the market to join a well-established business whilst having a blank canvas on which to build frameworks from scratch. You will be reporting into the UK CEO. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance framework whilst also aiding in the building of this new alternatives business. You will be a hands-on compliance practitioner and will eventually have the opportunity to build out a team underneath you. You will have solid compliance generalist experien...

My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on FICC, Rates, FX, Credit, Financial Futures & Options, and Listed Derivatives. They have a preference for FX advisory experience. This role involves offering clear and timely regulatory advice, supporting business initiatives, promoting a compliance culture, and acting as the Compliance lead on listed derivative exchange-related enquiries. Key Responsibilities: Deliver second-line oversight of Capital Markets Business activities, ensuring compliance with regulatory requirements and internal policies. Provide clear and timely regulatory advice to busines...